Investment Professionals

Mutual Funds

Available from most major fund companies. To view a list of our approved panel of providers, click here.

Brokerage

Our firm has a contractual agreement with RBC Correspondent Services (RBC CS) to serve as our clearing firm. RBC Correspondent Services (RBC CS) is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC. RBC Capital Markets, LLC, is a member of the NYSE, AMEX, CHX, CBOE and PSE and has execution capabilities on all principal exchanges. RBC Capital Markets, LLC is owned by Royal Bank of Canada, which trades under the symbol RY on the New York Stock Exchange. Click here. 

Variable Annuities

Access to many variable annuity companies. To view a list of our approved panel of providers, click here.

Products and Services

Through our affiliation with RBC Correspondent Services, our clients have access to products and services that allow investment flexibility. These products and services include the following:

• An Investment Access® Account, which provides unlimited check writing; a Visa Gold® Debit Card; electronic access for direct deposits, withdrawals and systematic investments.
• Numerous mutual fund investments in one easy-to-manage account; and an account that can contain stocks, mutual funds and other investments.
• Retirement plan accounts that range from individual plans (traditional and Roth IRAs) to business retirement plans, such as 401(k) and SIMPLE plans.
• Fixed-income products, including government, municipal, corporate and mortgaged- backed securities.
• Thousands of mutual funds from the country’s most prominent mutual fund families.
• Comprehensive account statements with easy-to-read trade confirmations.
• An online tool for 24/7 access to client accounts that provides brokerage information, a daily market summary, company and mutual fund profiles, headline news, “most actives” on the market, quick charts, quote—all the things needed to keep today’s investor up-to-date.